Compliance Policy

Effective as of January 2026

Introduction

YS Advisors is committed to conducting its business in accordance with all applicable sanctions laws and regulations. This Compliance Policy Statement outlines our approach to sanctions compliance and the measures we take to ensure adherence to relevant legal frameworks.

Sanctions Screening

We conduct thorough sanctions screening of all clients, counterparties, and relevant parties as part of our onboarding and ongoing monitoring processes. Our screening procedures are designed to identify any individuals or entities subject to sanctions imposed by the EU, UN, US (OFAC), UK, and other relevant jurisdictions.

Sanctions Compliance Programme (SCP)

YS Advisors maintains a comprehensive Sanctions Compliance Programme that includes:

• Regular risk assessments to identify and mitigate sanctions-related risks
• Ongoing monitoring of client relationships and transactions
• Training and awareness programmes for all staff
• Clear reporting procedures for potential sanctions concerns
• Regular review and updating of compliance procedures

Client Onboarding

Prior to accepting any new client engagement, we conduct enhanced due diligence that includes identity verification, sanctions screening, assessment of the nature of the proposed engagement, and evaluation of potential sanctions risks.

Enhanced Due Diligence

For clients or matters that present elevated sanctions risk, we apply enhanced due diligence measures, including more detailed background checks, ongoing monitoring, and senior management approval for engagement.

Prohibited Activities

YS Advisors will not knowingly provide services that would result in a violation of applicable sanctions laws. This includes activities involving comprehensively sanctioned jurisdictions such as Iran, North Korea, Syria, and certain regions of Ukraine.

Frozen Assets Procedures

Where our work involves frozen assets, we ensure strict compliance with all applicable licensing requirements and reporting obligations. We work closely with the relevant national competent authorities to obtain necessary licences and authorisations.

Contact

For questions regarding our compliance policy, please contact us at info@ysadvisors.com.